Auditor, SOX/SOC
Northern Trust Corporation
Manila, National Capital Region, Philippines
11d ago

For more than a century, Northern Trust has worked hardbuilding our legacy of outstanding service, expertise and integrity.

From aChicago-based bank founded in 1889, we now have more than 20 internationallocations and 16,500 employees globally.

We serve the world’smost-sophisticated clients from sovereign wealth funds and the wealthiestindividuals and families, to the most-

successful hedge funds and corporatebrands.

We burnished our reputation as a global leader deliveringinnovative investment management, asset and fund administration, fiduciary andbanking solutions enabled by sophisticated, leading technology.

And through itall, we continually laid a solid, forward-looking foundation on which futuregenerations can continue growing and achieving greater.

As of December 31, 2017, Northern Trust Corporation had :

  • $139 billion in banking assets
  • $8.1 trillion in assets under custody
  • $10.7 trillion in assets under custody / administration
  • $1.2 trillion in assets under management
  • Responsibilities :

    The SOX / SOC Auditor is responsible forconducting and documenting SOX404 / SOC1 audit testing. The role is responsible for completing theaudit in accordance with stated budget, timeframes, and Department Policies andStandards.

    The Auditor provides input toimprove operational efficiency and / or to enhance the design or operatingeffectiveness of the internal control environment.

    The role also provides technical and auditingexpertise, training, and coaching, to auditors during the engagement.

    The position will report directly to the AuditTeam Lead, SOX / SOC.

  • Conduct anddocument SOX 404 / SOC1 testing and conclusions
  • Functions invarious roles on audit assignments, including leading audits, staffing audits,and providing oversight functions based on the needs of the team
  • Participates inmeetings with business unit to discuss audit results
  • Communicateswith partners at all levels, developing and presenting recommendations onoperations and controls for the business unit
  • Utilizesunderstanding of various Corporate units to ensure operations, services, andsystems have proper audit controls in place (i.
  • e., design of the controlenvironment)

  • Appliesanalytical skills to review information and determine potential controlweaknesses
  • Completes andcompiles a high quality summary of findings and recommendations for review in aconcise and professional manner
  • Develops athorough understanding of the Northern Trust Audit Methodology and adheres toall applicable Department Standards
  • Responsible forstaying current on SOX regulation and changes in the industry
  • Qualifications :

  • Analytical andorganizational skills are necessary to conduct audits
  • Strong reportwriting and workpaper documentation skills
  • CA or CPAcertification is preferred
  • Knowledge ofauditing in the financial services industry preferred
  • Basic knowledgeof accounting principles and related work experience preferred
  • Strongworkpaper documentation skills
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