Compliance Consultant 3
Wells Fargo
Manila Philippines
2d ago

Market Job Description

About Enterprise Global Services

Enterprise Global Services (EGS) enables global talent capabilities for Wells Fargo Bank NA., by supporting over half of Wells Fargo's business lines and staff functions across Technology, Operations, Risk Services and Knowledge Services.

EGS operates in Hyderabad, Bengaluru and Chennai in India and in Manila, Philippines. Learn more about EGS at our International Careers website.

Department Overview

The Enterprise Risk Program components include Enterprise Risk Identification Program (ERID) and Integrated Process, Risk and Control (IPRC) Assessment Program for non-

financial risks as part of Enterprise Risk Assessment (ERA). The role will also handle the implementation of the Business Process Management (BPM) Program for the business area supported.

About the Role :

Responsible to execute the Enterprise Risk Programs for the assigned business area that will provide a comprehensive and integrated view of risk.

Responsibilities :

  • Partner, support and liaise closely with Enterprise Risk Program Teams to implement all key operational and compliance risk components / programs as applicable.
  • Be responsible on overseeing profiles and self-assessment of risks and controls to provide an aggregate view of risks across the business supported and to drive accountability within the Front Line.
  • Risk assessment and reporting is an important aspect of the overall responsibilities - and proficiency in this area to meet the needs of various stakeholders is an essential requirement.

  • Maintain and update an inventory of processes, risks and controls for the business supported.
  • Partner and work closely with other risk teams to ensure key functional requirements are translated into seamless delivery by the Control team.
  • Proactively and continuously promote engagement of business functions to integrate the risk programs into daily activities / operations.
  • Integrate and ensure all new Control initiatives are rolled-out to all required stakeholders and the required awareness is created across the business supported.
  • Develop and maintain periodic risk reporting to stakeholders for effective tracking and reporting of risk items and issues across the business area supported.

  • Act as SME and demonstrate in-depth knowledge and conceptual clarity on the primary risk programs or on the business area supported.
  • Market Skills and Certifications

    Market Skills and Qualifications :

  • Candidate must possess at least a Bachelor's / College Degree of any course.
  • Experience managing risk at a Global In-House Center and / or a BPO Services Industry (preferably Banking Domain / Financial services company).
  • Experience operating in a matrix-managed environment.
  • Demonstrate strong negotiation, communication & presentation skills.
  • 6-8 years of overall experience with a minimum of 5 years in the Operational Risk Management area of a multinational financial institution or BPO firm
  • We Value Diversity

    At Wells Fargo, we believe in diversity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national or ethnic origin, age, disability, religion, sexual orientation, gender identity or any other status protected by applicable law.

    We comply with all applicable laws in every jurisdiction in which we operate.


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