The Regulatory Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business.
Recognized technical authority for an area within the business. Requires basic commercial awareness. There are typically multiple people within the business that provide the same level of subject matter expertise.
Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers.
Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business.
Work impacts an entire area, which eventually affects the overall performance and effectiveness of the sub-function / job family.
Partner with the Risk Governance : Global Risk Controls and Issue Management to execute the firm-wide Regulatory Inventory Mapping program.
Partner with Risk Segment SMEs and direct project support resources to ensure efficient mapping of Regulatory Inventory to minimize the impact to Risk SMEs' business as usual activities
Coordinate with peer Risk Regulatory Controls Coordinators to ensure consistency in execution intra-Risk Segment and across Risk Segments
Interface with Independent Compliance Risk Management (ICRM), consultants and Business / Functional equivalents to execute the program and improve the ongoing maintence of the mapping
Utilize management reporting, to interpret Risk Segment regulatory compliance and determine areas in need of remediation or improved compliance risk management focus.
To demonstrate judgement on appropriateness of credit exposure, ratings and classification.
Bachelor's degree, Masters optional
5 to 10+ years or relavant experience in financial services industry with provent experience managing large projects within compressed timeframes
Prior experience in Risk, Operational Risk, Controls Management, Project Management, Internal Audit, External Audit, Consulting
Prior experience in Regulatory initiatives strongly preferred
Experience executing a Global initiatives across multiple regions and countries
Familiarity with Citi’s Control systems, in particular MCA, iCAPS and RET, an advantage
Thought leader that has experience leading staff or managed stakeholders through process change and execution
Methodical and proactive manager with strong organizational and follow-up skills
Proven time and task management skills with the ability to multi-task effectively
Strong analytical ability
Highly proficient in Excel, PowerPoint and data management / mining
Analytical and problem solving skills
Ability to manage projects and teams with minimal supervision and direction
Influential & persuasive
Effective communication with Risk Management seniors and across functions
Professionalism & integrity
Bachelor’s / University degree, Master’s degree preferred
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
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