Compliance Risk Management Senior Analyst
Manila, National Capital
5d ago


Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.

In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply ICRM program solutions that meet business and customer needs in a manner consistent with the Citi program framework.

Key Activities include :

  • Critical project support and tracking for managing the Compliance Assurance transformation effort; specifically, assisting and driving routines for driving enhanced Risk Assessment, Testing, and Monitoring activities
  • Supporting critical Compliance Assurance reporting for regulatory exams, financial reporting, location strategy, and internal management reporting.
  • Supporting critical project management activities related to the Compliance Assurance global location strategy
  • Participating in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
  • Other activities could include :

  • Investigating and assisting in responses to compliance risk issues
  • Investigating regulatory inquiries, preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory inquiries
  • Analyzing comparative data and preparing regional and global reports related to compliance risk assessments, and monitoring of compliance related issues
  • Monitoring adherence to Citi’s Compliance Risk Policies and relevant procedures
  • Preparing, editing and maintaining Compliance program related materials
  • Reviewing materials to ensure compliance with various regulatory and legal requirements. Identifying and addressing potential risks
  • Interacting and working with other areas within Citi, as necessary
  • Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas
  • Qualifications

  • Excellent project management and organizational skills and capability to handle multiple projects at one time
  • Proficient in MS Office applications (Excel, Word, PowerPoint)
  • Excellent written and verbal communication skills
  • Must be a self-starter, flexible, innovative and adaptive
  • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
  • Work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization
  • Knowledge of Compliance laws, rules, regulations, risks and typologies
  • Knowledge in area of focus
  • Apply
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