Compliance Manager
Wells Fargo
Manila, National Capital Region
3d ago

Job Description

About Wells Fargo Philippines

Wells Fargo Philippines enables global talent capabilities for Wells Fargo Bank NA., by supporting business lines and staff functions across Operations, Risk and Compliance, Project Management, Finance & Accounting and Data Analytics.

We operate in Taguig City, Metro Manila.

Department Overview

Wealth & Investment Management (WIM) is one of the nation’s leading providers of financial and investment services in the United States.

We offer a full range of products and services to meet clients’ unique needs and help them achieve financial goals. Services include Brokerage, Comprehensive planning and advice, Estate planning strategies, Insurance, Investment management, Private banking, Retirement and Trust.

About the Role

Internally known as CSR Controls Manager. Have management, leadership and strategic responsibilities for a small to medium unit of nonexempt and exempt staff.

Works independently with considerable latitude, managing various production initiatives and projects requiring coordination of resources, budgets and deadlines.

Participates in review, recommendation and implementation of units’ operational systems and processes. Direct leadership experience, managing people with a demonstrated ability to coach and develop team members with varying levels of experience.

Will work closely with US team to develop and implement department risk strategic initiatives

Job Responsibilities

  • Leadership, oversight and management on process- and EGS-related matters such as implement and monitor policies and procedures
  • Responsible for training and coaching staff, writing and conducting performance evaluations, making employment decisions and setting performance standards.
  • Escalations handling and problem resolution
  • Other ad hoc tasks assigned by manager
  • Market Skills and Certifications

    Qualifications :

  • Graduate of any 4 year course preferably; Management, Finance, Business Administration or Economics
  • 3+ years of BPO experience
  • 2+ years of supervisory or team lead experience
  • FINRA Series 7 License and 9 / 10 or 24 are required
  • Flexible to work night shift or shifting schedule
  • Amenable to work in McKinley Hill, Taguig City
  • Leadership Expectations at Wells Fargo

    As a Team Member manager, you are expected to achieve success by leading yourself, your team, and the business. Specifically you will :

  • Lead your team with integrity and create an environment where your team members feel included, valued, and supported to do work that energizes them.
  • Accomplish management responsibilities which include sourcing and hiring talented team members, providing ongoing coaching and feedback, recognizing and developing team members, identifying and managing risks, and completing daily management tasks.
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