Serves as a monitoring function / business / product compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for assisting with compliance monitoring of internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.
In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply a monitoring and CRM program solutions that meet function / business / product customer needs in a manner consistent with the Citi program framework.
Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance monitoring advice relating to the supported function / business / product and guidance on function / business / product rules / laws
Key Activities include :
To check if markets-related materials (e.g. Market Commentary) disseminated by Sales and Trading comply with policies, procedures, and guidelines.
Education level and / or relevant experience(s) :
Required : Bachelor’s degree; experience in a financial services firm, regulatory organization, or legal / consulting firm, or a combination thereof
Preferred : Advanced degree (e.g. JD, MBA) a plus
Knowledge and skills :
Grade : All Job Level - All Job FunctionsAll Job Level - All Job Functions - PH