Securities Specialist - Team Lead
Wells Fargo
Manila, National Capital Region
2d ago

Job Description

About Wells Fargo Philippines

Wells Fargo Philippines enables global talent capabilities for Wells Fargo Bank NA., by supporting business lines and staff functions across Operations, Risk and Compliance, Project Management, Finance & Accounting and Data Analytics.

We operate in Taguig City, Metro Manila.

Department Overview

Wealth & Investment Management (WIM) is one of the nation’s leading providers of financial and investment services in the United States.

We offer a full range of products and services to meet clients’ unique needs and help them achieve financial goals. Services include Brokerage, Comprehensive planning and advice, Estate planning strategies, Insurance, Investment management, Private banking, Retirement and Trust.

Wells Fargo Advisors serves clients’ advisory, brokerage, and financial needs through comprehensive planning and advice, investment management, portfolio monitoring, estate planning and other services.

One of the nation's largest retail brokerage businesses, Wells Fargo Advisors combines the capabilities of a large, national company with the culture of a small, regional firm through its commitment to Financial Advisors and relationships with clients.

About the Role

Internally known as Securities Operations Service Specialist 4. Performs a variety of operational tasks for highly complex securities or cash related transactions or processes that require expert knowledge of unit functions and systems.


  • Duties may include : differentiating, processing, and reconciling transactions; and performing a variety of balancing tasks;
  • Able to handle critical production or escalation issues; Act as liaison to other internal departments, including technology groups and external sources;
  • Provides department level reporting using multiple sources; May create and / or maintain databases; May define user requirements and contribute to production and workflow improvements;
  • and create or revise departmental procedures; Provides training or work direction for staff; Provides back-up for numerous department functions;
  • May lead and / or participate in department projects; May address compliance and corporate governance issues for the department;
  • May have extensive customer contact; Works under minimal supervision with some degree of independence.

    Market Skills and Certifications

  • Completed 2nd year in College (Bachelor’s Degree course) / Completed 2 or 3 year Associate Degree courses
  • 4 to 6 years relevant work experience
  • Financial services related certification / Mutual Fund / Financial Market Courses will be a plus point
  • Knowledge on Securities / Financial Markets or experience handling highly regulated process or function (ex. payments processing, fraud investigation)
  • Good problem solving, analytical skills and numerical skills
  • Typing Skills / Good Communication (Read / Write / Speak)
  • Should be willing / flexible to work in rotational shifts or night shifts if required
  • Desirable to have experience of interacting with US customers
  • May create and / or maintain database
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