Compliance Risk Management Senior Analyst
Serves as a Senior Compliance Risk Analyst Compliance Resourcing and Organizational Design for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.
In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet business and customer needs in a manner consistent with the Citi program framework.
This role reports to the ICRM Global Process Owner for Organizational Design (OD).
Key Activities include :
Participating in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
Tool Kits and Reporting formats for managing the organizational design, reengineering of processes, management information, and headcount
Partner with HR and Compensation to prepare documents for senior leadership, board, and regulatory meetings
Update Organization Design role review tracking logs and put together reporting and analytics to show trending across the business units
Development and maintenance of an OD tracker including automation of reports via Macros and associated analytics
Analyzing comparative data and preparing regional and global reports related to compliance risk assessments, and monitoring of compliance related issues
Reviewing materials to ensure compliance with various regulatory and legal requirements. Identifying and addressing potential risks
Investigating and assisting in responses to compliance risk issues. Investigating regulatory inquiries, preparing required documentation, making recommendations to senior management on how to proceed, and preparing responses for the regulatory inquiries
Monitoring adherence to Citi’s Compliance Risk Policies and relevant procedures
Preparing, editing and maintaining Compliance program related materials.
Interacting and working with other areas within Citi, as necessary
Keeping abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas
Additional duties as assigned
Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal / consulting firm, or a combination thereof;
experience in area of focus
Advanced degree (e.g. JD, MBA) a plus
Knowledge of Compliance laws, rules, regulations, risks and typologies
Excellent written and verbal communication skills
Must be a self-starter, flexible, innovative and adaptive
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization
Excellent project management and organizational skills and capability to handle multiple projects at one time
Advanced Office applications skills in particular Excel and PowerPoint
VBA skills with ability to write VBA Macros
Knowledge in area of focus