Trading Specialist - FINRA and
Wells Fargo
Manila, Metro Manila
2d ago

Job Description

The Trading Specialist performs a variety of operational tasks for complex securities or cash related transactions or processes that require extensive knowledge of unit functions and systems.

  • Duties may include differentiating, processing and reconciling transactions; researching inquires; resolving customer complaints;
  • reviewing time sensitive and / or complex documents; creating or revising departmental procedures. Coordinates situations involving multiple departments.

    May provide department level reporting using multiple sources. May provide training or work direction to junior level staff.

    Provides back-up for other desks. May have extensive customer contact; works under minimal supervision.

    Market Skills and Certifications

  • Bachelor's Degree in any field
  • At least 2 years of experience in brokerage and / or trading services
  • Experience in providing telephone support for trading / brokerage clients
  • Active FINRA License Series 7 and 63
  • Amenable to work on shifting schedules
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