Trading Specialist - FINRA and
Wells Fargo
Manila, Metro Manila
2d ago

Job Description

The Trading Specialist performs a variety of operational tasks for complex securities or cash related transactions or processes that require extensive knowledge of unit functions and systems.

  • Duties may include differentiating, processing and reconciling transactions; researching inquires; resolving customer complaints;
  • reviewing time sensitive and / or complex documents; creating or revising departmental procedures. Coordinates situations involving multiple departments.

    May provide department level reporting using multiple sources. May provide training or work direction to junior level staff.

    Provides back-up for other desks. May have extensive customer contact; works under minimal supervision.

    Market Skills and Certifications

  • Bachelor's Degree in any field
  • At least 2 years of experience in brokerage and / or trading services
  • Experience in providing telephone support for trading / brokerage clients
  • Active FINRA License Series 7 and 63
  • Amenable to work on shifting schedules
  • Report this job
    checkmark

    Thank you for reporting this job!

    Your feedback will help us improve the quality of our services.

    Apply
    My Email
    By clicking on "Continue", I give neuvoo consent to process my data and to send me email alerts, as detailed in neuvoo's Privacy Policy . I may withdraw my consent or unsubscribe at any time.
    Continue
    Application form