An exciting opportunity to join a newly established Surveillance function in Global Control Room has become available.
You will be a fresh graduate or professional with up to 4 years of experience in Equities Compliance, Trade Surveillance, Trade support, or Control Room.
You will be joining a team that manages the firm’s information barriers, conflicts of interest, transaction management and position reporting in addition to research compliance advisory.
Compliance Control Room is a part of Risk Management Group of Macquarie. The role requires regular interaction with stakeholders in front office as well as within Compliance and the wider Risk Management team you will be joining a dynamic global team located across six offices- Sydney, Hong Kong, London, New York, Manila and Jacksonville, FL.
You will be excited to learn the responsibilities of how a leading global provider of financial services control room operates.
Your responsibilities will include surveillance of the firm’s trading activities for Restricted List violations and insider trading prevention, recording and tracking receipt of potential or actual material non public information (MNPI), and maintenance of the firm’s information barriers.
We are looking for candidates with up to 4 years’ industry experience with energy and enthusiasm to learn and grow. Attention to detail, effective verbal and written communication skills, strong analytical skills and maturity to handle confidential information and escalate issues are essential to this role.
You will ideally have some industry experience with a good understanding of equities trading and key rules and regulations around handling of inside information, but fresh graduates who are motivated and passionate about learning and growing in the compliance field are welcome too.
About the Risk Management Group
The Risk Management Group (RMG) is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed.
Its divisions include Behavioural Risk, Compliance, Credit, Financial Crime Risk, Internal Audit, Market Risk, Operational Risk, Regulatory Affairs and Aggregate Risk, and RMG Enterprise Support.
Our commitment to Diversity and Inclusion
Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different.
At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance.
If you're capable, motivated and can deliver, we want you on our team.
We recognise that flexibility comes in a variety of forms. Talk to us about what flexibility you need.