Compl Product Analyst 2
Serves as a function / business / product compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise.
In addition, engages with the ICRM Product and Function coverage teams, in order to partner to develop and apply CRM program solutions that meet function / business / product and customer needs in a manner consistent with the Citi program framework.
Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function / business / product and guidance on function / business / product rules / laws.
Key Activities include :
Assisting and supporting senior staff in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM
Performing monitoring reviews (second line of defense) to detect possible breaches to regulatory requirements or Citi Policies and to escalate accurately and timely to Country ICRM
Assisting with investigations, reconciliation procedures and preparing routine correspondence
Assisting with regulatory inquiries and / or examinations
Researching rules / rule changes and implements policies, procedures or other controls necessary to comply with the rules
Creating and maintaining reports for control, tracking, and analysis purposes and ensuring appropriate and secure retention of documents
Preparing, editing and maintaining Compliance program related materials
Coordinating, track and time manage policy and training initiatives
Interacting and working with other areas within ICRM, as necessary
Additional duties as assigned
Educational Level : Required :
Bachelor’s degree; some experience in a financial services firm, regulatory organization, or legal / consulting firm, or a combination thereof
Advanced degree (e.g. JD, MBA) a plus
Knowledge and Skills : Required :
Excellent written and verbal communication skills
Must be a self-starter, flexible, innovative and adaptive
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Strong project management and organizational skills and capability to handle multiple projects at one time
Proficient in MS Office applications (Excel, Word, PowerPoint)