Specialist, Transaction Surveillance Unit
DBS Bank
eLVB, Chennai Main, Tamil Nadu, India
5d ago

Specialist, Transaction Surveillance Unit-(WD40649)

Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital.

We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders.

Key Accountabilities :

AML Alert / Surveillance :

Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank.

Review / Analyze the alert and ensure timely and effective disposition of the alerts.

Work closely with stakeholders on AML / KYC / Sanctions related items

Work closely with stakeholders including operations, business, compliance, legal, audit and other units on AML / KYC related items

Providing support / Assistance for other AML / KYC requirements

Providing support on various requirements like updation of watch lists / caution lists, filing of regulatory reports (STR / CTR / NTR / FMR reporting)etc

Assistance to other adhoc AML / KYC related activities

Regulatory Reporting

Strong understanding of filing regulatory reportings viz. STR’s, CTR, NTR, CWTR.

Audit & Compliance

Assist the department in audit / compliance related activities. Ensure compliance to all policies and procedures laid down by the bank.

Job Duties and Responsibilities :

  • Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank.
  • Review / Analyze the alert and ensure timely and effective disposition of the alerts.
  • Prepare the GoS for filing of STR’s
  • Regulatory Reportings like STR, CTR, NTR, CWTR
  • Preparation of MIS for Trend Analysis, Escalation, Review, etc
  • Any job assigned pertaining to the unit
  • Giving advisory on Sanction and KYC matters to BU / SU
  • Preparing adhoc presentations or MIS as per management routine.
  • Experience : -

    3-8 years of experience in AML / compliance monitoring / Regulatory Reporting.

    Good analytical and communication skills.

    Education / Preferred Qualifications : -

    Graduate / Post Graduate and post qualification experience in AML / KYC / Compliance Monitoring

    Certifications if any JAIIB, CAIIB, any certifications on KYC-AML.

    Core Competencies : -

    Strong analytical and surveillance skills, in depth understanding of AML risks, knowledge of KYC and Customer Due Diligence, Project management, Team handling.

    Technical Competencies : -

    Strong proficiency in MS Excel (Macros and Pivots), MS Access, MS Word. Basic usage of MS Powerpoint.

    Work Relationship : -

  • Able to work closely with team members within FCSS & Legal Compliance unit.
  • Ability to work closely with stakeholders including business, operations and other units to manage KYC / AML risks effectively.
  • Ability to communicate effectively and should possess good presentation skills
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